RESET | Connecticut Laws | Title 36b Connecticut Securities Law And Business Opportunity Investment Act |
+ | CHAPTER 672 GENERAL STATEMENT | (Text) | (1-click HTML) |
+ | Sec. 36b-1. General statement. | (Text) | (1-click HTML) |
+ | CHAPTER 672a* UNIFORM SECURITIES ACT | (Text) | (1-click HTML) |
+ | Sec. 36b-2. (Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act. | (Text) | (1-click HTML) |
+ | Sec. 36b-3. (Formerly Sec. 36-471). Definitions. | (Text) | (1-click HTML) |
+ | Sec. 36b-4. (Formerly Sec. 36-472). Prohibited activities re the offer, sale or purchase of any security. Regulations. | (Text) | (1-click HTML) |
+ | Sec. 36b-5. (Formerly Sec. 36-473). Prohibited activities of investment advisers and persons who solicit advisory business on behalf of investment advisers. | (Text) | (1-click HTML) |
+ | Sec. 36b-6. (Formerly Sec. 36-474). Broker-dealer, agent or investment adviser required to register. Exemptions. Branch offices. Notice re termination of business. | (Text) | (1-click HTML) |
+ | Sec. 36b-7. (Formerly Sec. 36-475). Application for initial or renewal registration. Registration conditions. Waiver of specific registration requirements. | (Text) | (1-click HTML) |
+ | Sec. 36b-8. (Formerly Sec. 36-476). Investigation of applicant for registration. Register. | (Text) | (1-click HTML) |
+ | Sec. 36b-9. (Formerly Sec. 36-477). Statement of financial condition. | (Text) | (1-click HTML) |
+ | Sec. 36b-10. (Formerly Sec. 36-478). Application for registration to be under oath. | (Text) | (1-click HTML) |
+ | Sec. 36b-11. (Formerly Sec. 36-479). Photograph to accompany each application for registration. | (Text) | (1-click HTML) |
+ | Sec. 36b-12. (Formerly Sec. 36-480). Application and registration fees. | (Text) | (1-click HTML) |
+ | Sec. 36b-13. (Formerly Sec. 36-481). Registration renewal. Requirements. | (Text) | (1-click HTML) |
+ | Sec. 36b-14. (Formerly Sec. 36-482). Records and financial reports required. | (Text) | (1-click HTML) |
+ | Sec. 36b-15. (Formerly Sec. 36-484). Denial, suspension or revocation of registration by commissioner. Withdrawal from registration or of application. | (Text) | (1-click HTML) |
+ | Sec. 36b-16. (Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions. | (Text) | (1-click HTML) |
+ | Sec. 36b-17. (Formerly Sec. 36-486). Registration of security by coordination. Registration statement. Contents. Effective date. | (Text) | (1-click HTML) |
+ | Sec. 36b-18. (Formerly Sec. 36-487). Registration of security by qualification. Statement contents. Effective date. | (Text) | (1-click HTML) |
+ | Sec. 36b-19. (Formerly Sec. 36-488). Registration statement filed by issuer, person on whose behalf offering is to be made or registered broker-dealer. Fee. Contents. Effective date. Regulation by commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-20. (Formerly Sec. 36-489). Stop order. When issued by commissioner. Registration statement deemed abandoned, when. | (Text) | (1-click HTML) |
+ | Sec. 36b-21. (Formerly Sec. 36-490). Exemption of certain securities and transactions. Denial or revocation of exemption. | (Text) | (1-click HTML) |
+ | Sec. 36b-22. (Formerly Sec. 36-491). Filing of material intended for distribution to prospective investors. | (Text) | (1-click HTML) |
+ | Sec. 36b-22a. Investment advisers and investment adviser agents to provide schedule of charges, fees and penalties to clients. | (Text) | (1-click HTML) |
+ | Sec. 36b-23. (Formerly Sec. 36-492). False or misleading statements or omissions prohibited. | (Text) | (1-click HTML) |
+ | Sec. 36b-24. (Formerly Sec. 36-493). Findings by commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-25. (Formerly Sec. 36-494). Administration of chapter. Use and disclosure of information obtained under chapter. | (Text) | (1-click HTML) |
+ | Sec. 36b-26. (Formerly Sec. 36-495). Investigative powers of commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-27. (Formerly Sec. 36-496). Enforcement powers of commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-28. (Formerly Sec. 36-497). Penalties. | (Text) | (1-click HTML) |
+ | Sec. 36b-29. (Formerly Sec. 36-498). Buyer's remedies. | (Text) | (1-click HTML) |
+ | Sec. 36b-30. (Formerly Sec. 36-499). Appeals. | (Text) | (1-click HTML) |
+ | Sec. 36b-31. (Formerly Sec. 36-500). Regulatory power of commissioner. Hearings. | (Text) | (1-click HTML) |
+ | Sec. 36b-32. (Formerly Sec. 36-501). Filing of documents. Register of applications, statements and orders. Copies. | (Text) | (1-click HTML) |
+ | Sec. 36b-32a. Applicability of The Philanthropy Protection Act of 1995. | (Text) | (1-click HTML) |
+ | Sec. 36b-33. (Formerly Sec. 36-502). Applicability of chapter to offers to buy or sell. Appointment of commissioner as attorney for process. | (Text) | (1-click HTML) |
+ | Sec. 36b-34. Compliance with federal Currency and Foreign Transactions Reporting Act. | (Text) | (1-click HTML) |
+ | Secs. 36b-35 to 36b-39. | (Text) | (1-click HTML) |
+ | CHAPTER 672b THE CONNECTICUT TENDER OFFER ACT | (Text) | (1-click HTML) |
+ | Sec. 36b-40. (Formerly Sec. 36-456). Short title: Connecticut Tender Offer Act. | (Text) | (1-click HTML) |
+ | Sec. 36b-41. (Formerly Sec. 36-457). Definitions. | (Text) | (1-click HTML) |
+ | Sec. 36b-42. (Formerly Sec. 36-458). Tender offers prohibited. Exceptions. Filing and delivery of registration statement or Schedule 14D-1. | (Text) | (1-click HTML) |
+ | Sec. 36b-43. (Formerly Sec. 36-459). Registration statement. Schedule 14D-1. | (Text) | (1-click HTML) |
+ | Sec. 36b-44. (Formerly Sec. 36-460). Effective date of tender offer. Exceptions. Hearing by commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-45. (Formerly Sec. 36-461). Hearing by commissioner, when. Exceptions. | (Text) | (1-click HTML) |
+ | Sec. 36b-46. (Formerly Sec. 36-462). Fraudulent, deceptive and manipulative acts or practices prohibited. | (Text) | (1-click HTML) |
+ | Sec. 36b-47. (Formerly Sec. 36-463). Terms of tender offer. Purchase of security prohibited while proceeding pending. | (Text) | (1-click HTML) |
+ | Sec. 36b-48. (Formerly Sec. 36-464). Administration by Banking Commissioner. Regulations. Exemptions. | (Text) | (1-click HTML) |
+ | Sec. 36b-49. (Formerly Sec. 36-465). Filing fee. Cost of hearings. | (Text) | (1-click HTML) |
+ | Sec. 36b-50. (Formerly Sec. 36-466). Injunction. Commissioner not to post bond. | (Text) | (1-click HTML) |
+ | Sec. 36b-51. (Formerly Sec. 36-467). Penalties. | (Text) | (1-click HTML) |
+ | Sec. 36b-52. (Formerly Sec. 36-468). Appointment of commissioner as attorney for service of process. | (Text) | (1-click HTML) |
+ | Secs. 36b-53 to 36b-59. | (Text) | (1-click HTML) |
+ | CHAPTER 672c* BUSINESS OPPORTUNITY INVESTMENT ACT | (Text) | (1-click HTML) |
+ | Sec. 36b-60. (Formerly Sec. 36-503). Short title: Connecticut Business Opportunity Investment Act. | (Text) | (1-click HTML) |
+ | Sec. 36b-61. (Formerly Sec. 36-504). Definitions. | (Text) | (1-click HTML) |
+ | Sec. 36b-62. (Formerly Sec. 36-505). Registration of business opportunities. Consent to service of process. | (Text) | (1-click HTML) |
+ | Sec. 36b-63. (Formerly Sec. 36-506). Disclosure to purchaser-investor required. | (Text) | (1-click HTML) |
+ | Sec. 36b-64. (Formerly Sec. 36-507). Surety bond or trust account. | (Text) | (1-click HTML) |
+ | Sec. 36b-65. (Formerly Sec. 36-508). Exemptions. | (Text) | (1-click HTML) |
+ | Sec. 36b-66. (Formerly Sec. 36-509). Contract to be in writing. Information required. | (Text) | (1-click HTML) |
+ | Sec. 36b-67. (Formerly Sec. 36-510). Prohibited sales activities. | (Text) | (1-click HTML) |
+ | Sec. 36b-68. (Formerly Sec. 36-511). Stop orders. Summary postponement or suspension of effectiveness of registration. Procedure. Abandonment of application for registration. | (Text) | (1-click HTML) |
+ | Sec. 36b-69. (Formerly Sec. 36-512). Registration does not imply approval. | (Text) | (1-click HTML) |
+ | Sec. 36b-70. (Formerly Sec. 36-513). Banking Commissioner to administer. | (Text) | (1-click HTML) |
+ | Sec. 36b-71. (Formerly Sec. 36-514). Investigations. Powers of commissioner. | (Text) | (1-click HTML) |
+ | Sec. 36b-72. (Formerly Sec. 36-515). Violations. Enforcement powers of commissioner. Remedies. | (Text) | (1-click HTML) |
+ | Sec. 36b-73. (Formerly Sec. 36-516). Penalties. | (Text) | (1-click HTML) |
+ | Sec. 36b-74. (Formerly Sec. 36-517). Contracts voidable, when. Purchaser-investor's remedies. | (Text) | (1-click HTML) |
+ | Sec. 36b-75. (Formerly Sec. 36-517a). Application of certain provisions of chapter. When offer to sell or buy made in this state. | (Text) | (1-click HTML) |
+ | Sec. 36b-76. (Formerly Sec. 36-518). Appeals. | (Text) | (1-click HTML) |
+ | Sec. 36b-77. (Formerly Sec. 36-519). Commissioner to adopt regulations. | (Text) | (1-click HTML) |
+ | Sec. 36b-78. (Formerly Sec. 36-520). Commissioner to keep register of applications. | (Text) | (1-click HTML) |
+ | Sec. 36b-79. (Formerly Sec. 36-521). Renewal of registration. Amended disclosure document. | (Text) | (1-click HTML) |
+ | Sec. 36b-80. False or misleading statements prohibited. | (Text) | (1-click HTML) |
